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REGULATORY · 14,063 results Live
Regulatory NTHI Jun 23 ▲ +0.80

DOH grants UAE IND for NeOnc's lead candidate NEO100

NeOnc Technologies received UAE IND approval for its lead candidate NEO100 across multiple dosing protocols. This authorization complements recent UAE clearance for NEO212 and prec…

Regulatory VRNO Jun 23 — 0.00

Verano Amends Business Conduct Code

Verano Holdings Corp. filed an exhibit amending its Code of Business Conduct and Ethics. This filing updates the company's corporate governance and compliance framework.

Regulatory URGN Jun 23 — 0.00

UroGen Files Articles of Association for Compliance

UroGen Pharma Ltd. filed its Articles of Association as an exhibit to satisfy corporate governance requirements. This filing outlines specific operational definitions and terms nec…

Regulatory SCWX Jun 23 — +0.10

NASDAQ Grants SCWorx Reinstatement of Listing Subject to Reverse Split

The Nasdaq Hearings Panel has granted SCWorx permission to continue trading, provided the company implements a reverse stock split and meets bid price requirements. Failure to adhe…

Regulatory KRP Jun 23 — 0.00

Kimbell Royalty Partners enters into Registration Rights Agreement

Kimbell Royalty Partners executed a Registration Rights Agreement dated June 22, 2026, regarding Common Units transferred to Sellers in connection with an asset purchase. This docu…

Regulatory GALT Jun 23 ▲ +0.20

Galectin Therapeutics Agrees With FDA On Belapectin For MASH Cirrhosis

Galectin Therapeutics reached an agreement with the FDA on the primary endpoint and regulatory pathway for belapectin in MASH cirrhosis patients. This alignment clarifies the Phase…

Regulatory PKK Jun 23 — 0.00

SLR International consents to Paramount Gold Nevada technical report.

SLR International Corporation has agreed to the filing and reference of a technical report on the Sleeper Gold Mine in the company's current reports. This consent supports the comp…

Regulatory LION Jun 22 — 0.00

Lionheart Holdings extends IPO completion window to 33 months

Lionheart Holdings shareholders approved an amendment to extend the Completion Window definition in the company's articles of association to 33 months from IPO closing, effective i…

Regulatory ONAR Jun 22 — 0.00

Onar Holding Corp amends certificate of incorporation

Onar Holding Corp filed a certificate of amendment to its corporate charter. The filing represents a routine corporate governance action.

Regulatory SLST Jun 22 — 0.00

Stellus Private Credit BDC executes investment advisory agreement with Stellus Private BDC Advisor

Stellus Private Credit BDC formalized an investment advisory agreement with Stellus Private BDC Advisor, LLC effective June 22, 2026, outlining the advisor's duties for portfolio m…

Regulatory NCNO Jun 22 — 0.00

nCino amends and restates certificate of incorporation effective June 18, 2026

nCino Inc. filed an amended and restated certificate of incorporation as a Delaware corporation, updating its authorized capital structure to 510 million shares. The filing reflect…

Regulatory SCM Jun 22 — 0.00

Stellus Capital Investment Corp renews investment advisory agreement with Stellus Capital Management

Stellus Capital Investment Corporation executed a new Investment Advisory Agreement with Stellus Capital Management, LLC effective June 22, 2026, outlining the adviser's duties to …

Regulatory ISTR Jun 22 ▼ -0.20

Investar Holding Corp changes auditors from BDO USA

Investar Holding Corporation changed its external auditor, with BDO USA confirming agreement with statements made in the Item 4.01 disclosure. Auditor changes can signal accounting…

Regulatory FCFS Jun 22 — 0.00

First Carolina Financial Services amends and restates bylaws effective June 22, 2026

First Carolina Financial Services, Inc. filed amended and restated bylaws covering governance matters including shareholder meetings, director elections, officer roles, and corpora…

Regulatory OBTC Jun 22 — 0.00

Grant Thornton LLP agrees with Osprey Bitcoin Trust's Item 4.01 disclosure

Grant Thornton LLP confirmed agreement with statements regarding the firm in Osprey Bitcoin Trust's Form 8-K filing dated June 22, 2026. This auditor consent letter is a standard r…

Regulatory NAKM Jun 22 — 0.00

Nakamoto Inc. changes auditors, Sadler Gibb & Associates confirms Item 4.01

Nakamoto Inc. filed a change of auditors on June 17, 2026, with incumbent auditor Sadler Gibb & Associates confirming the statements in the disclosure. The filing indicates a trans…

Regulatory OWL Jun 22 — 0.00

Blue Owl Technology Finance Corp. amends senior secured credit agreement

Blue Owl Technology Finance Corp. executed a fourth amendment to its senior secured credit agreement with Truist Bank as administrative agent, effective June 16, 2026. The amendmen…

Regulatory SNX Jun 22 — 0.00

TD SYNNEX amends 2020 stock plan to increase outside director compensation

TD SYNNEX Corporation amended its 2020 Stock Incentive Plan effective June 17, 2026, increasing automatic restricted share grants to outside directors from prior levels to $210,000…

Regulatory CRWD Jun 22 — 0.00

CrowdStrike amends and restates certificate of incorporation

CrowdStrike Holdings filed an amended and restated certificate of incorporation with Delaware, updating its authorized capital structure. The filing reflects standard corporate gov…

Regulatory COHEN Jun 22 — 0.00

Cohen & Co extends revolving loan commitment with Byline Bank through fourth amendment

Cohen & Company Securities, LLC amended its $15 million revolving loan agreement with Byline Bank, extending the borrowing termination and maturity dates. The amendment reflects th…