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REGULATORY · 22,614 results Live
Regulatory EDBL Sep 2 — +0.03

Edible Garden Regains Nasdaq Compliance

The company received formal confirmation from Nasdaq that it is in compliance with minimum bid price requirements after a compliance period. This regaining of compliance ensures th…

Regulatory QURE Sep 2 ▲ +0.50

uniQure files BLA and MAA for gene therapy in Huntington's disease

uniQure submitted a Biologics License Application to the FDA and a Marketing Authorisation Application to the MHRA for AMT-130, seeking accelerated approval for Huntington's diseas…

Regulatory USGO Sep 2 — 0.00

AIDEA authorizes up to $25M for West Susitna road project

Alaska's AIDEA authorized significant funding for the geotechnical and engineering work required to build a state-led access road connecting the Whistler gold project to Anchorage.…

Regulatory IPST Sep 1 — 0.00

IP Strategy Holdings not in compliance with Nasdaq filing rules

IP Strategy Holdings received notification from Nasdaq for delayed fiscal 2026 Form 10-Q filing. The company plans to regain compliance in September to avoid potential delisting.

Regulatory MIDP Sep 1 — 0.00

Mid Penn Bancorp amends its bylaws.

Mid Penn Bancorp filed an 8-K to amend its bylaws with the SEC as of August 26, 2026.

Regulatory HLX Sep 1 — 0.00

Hornbeck Offshore Services files 8-K with Exhibit 3.1

Hornbeck Offshore Services, Inc. filed an SEC 8-K containing Exhibit 3.1, a Certificate of Incorporation for a different entity called Helix Energy Solutions Group, Inc. This appea…

Regulatory BMK Sep 1 — 0.00

Greystone becomes special servicer

C-IV Asset Management selected Greystone Servicing Company as the special servicer for a mortgage loan, effective September 1, 2026. This change of servicer may impact future colle…

Regulatory ROYL Sep 1 ▲ +0.70

Energo reports SEC compliance and resuming trading

Royale Energy has filed delinquent reports and resumed OTC Pink trading. The company has initiated an application process to be added to the OTCQB Venture Market. Trading has resum…

Regulatory ITTP Sep 1 — 0.00

Montis CPA Confirms Company's Statement in 8-K

Montis CPA limited, an independent auditor, issued a signed letter confirming they agree with IT Tech Packaging's disclosure under Item 4.01 of its Form 8-K.

Regulatory ALMS Sep 1 — 0.00

Alumis envudeucitinib does not meet goal in SLE trial but supports Phase 3

Alumis CEO Jörg Drappa announces that the Phase 2b LUMUS trial for envudeucitinib in systemic lupus erythematosus did not meet primary endpoints in the overall population; however,…

Regulatory UPB Sep 1 — +0.10

Upstream Bio Announces Phase 3 Plans for Verekitug in Asthma and CRSwNP

Upstream Bio, Inc. has announced pivotal Phase 3 development plans for its TSLP antagonist verekitug in severe asthma and CRSwNP. The company aims to initiate both trials in Q1 202…

Regulatory ACET Sep 1 — 0.00

Adicet Completes Last Patient Visit for SLE Study; Plans to Report Data This Month

Adicet Bio reported the completion of a key SLE study for prula-cel, with topline data expected in September 2026. The company also announced FDA clearance for its ADI-212 mCRPC pr…

Regulatory ASX · NVA Sep 1 ▲ +0.85

AIDEA approves $25M for West Susitna Road

Geotech drilling is underway for the West Susitna Access Road, linking Nova's Estelle Project to a planned refinery. AIDEA authorized the additional $25 million to finish fieldwork…

Regulatory XTIA Sep 1 ▼ -1.00

XTI Aerospace Receives Nasdaq Notice Over Late 10-Q Filing

XTI Aerospace received a deficiency notice from Nasdaq for failing to file its Q3 2026 Form 10-Q on time due to an ongoing internal review of its former CEO. The company has 60 day…

Regulatory EDVA Aug 31 ▲ +0.50

Endovia welcomes federal support to reschedule cannabis to Schedule III

The company views the federal government's policy shift as a significant evolution in cannabinoid regulation, which could remove legal barriers to research. Endovia plans to submit…

Regulatory BBIO Aug 31 — 0.00

BridgeBio Announces Agreement with U.S. Gov't to Improve Medication Access

BridgeBio Pharma entered a voluntary agreement with the U.S. Administration to expand Medicaid access to its medicine without future pricing mandates, sustaining innovation. The an…

Regulatory MVIS Aug 31 — 0.00

MicroVision Regains Compliance with Nasdaq Listing Requirements

MicroVision has regained compliance after its stock bid price recovered above $1. The situation is now closed, allowing the company to focus on its commercial strategy.

Regulatory PFSA Aug 31 ▲ +0.50

Profusa confirms Nasdaq compliance after public share count analysis

Following a 1-for-4 reverse stock split, Nasdaq initially deemed Profusa non-compliant with the $500,000 publicly held shares minimum requirement. However, a subsequent amendment c…

Regulatory CVKD Aug 31 ▲ +0.50

Cadrenal Therapeutics Wins FDA Alignment for Phase 3 HIT Study

Cadrenal Therapeutics announced FDA alignment on the primary endpoint and trial design for CAD-1005, a first-in-class therapy for heparin-induced thrombocytopenia. The agreement po…

Regulatory OCAQ Aug 31 — 0.00

YCM CPA Inc Reaffirms Status in Ocean Capital 8-K

Ocean Capital Acquisition Corp's accounting firm issued a confirmation letter regarding the firm's identity and agreement with an 8-K disclosure entry.