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REGULATORY · 14,049 results Live
Regulatory ONCY Jul 20 ▲ +0.35

FDA grants Fast Track designation to pelareorep in anal cancer

Oncolytics Biotech received Fast Track designation for pelareorep in second-line and later anal cancer, which the company believes validates an estimated $1 billion market. This is…

Regulatory EPR Jul 20 — 0.00

EPR Properties amends credit agreement

EPR Properties executed a Fifth Amended, Restated and Consolidated Credit Agreement dated July 17, 2026, modifying its credit facility with an expanded group of financial instituti…

Regulatory NIKI Jul 20 — 0.00

Niki BioSolutions amends Articles of Incorporation

Niki BioSolutions filed an exhibit (3.1) relating to its Articles of Incorporation with the SEC, indicating a corporate update or standard governance filing relevant to its structu…

Regulatory ARMP Jul 20 — 0.00

Armata reports regulatory progress for AP-SA02 toward Phase 3

Armata submitted a Phase 3 protocol and FDA responses to advance its staphylococcus aureus therapy toward a pivotal 2026 trial, supported by DoD funding.

Regulatory RMTI Jul 20 ▲ +0.70

Rockwell Medical Regains Compliance With Nasdaq Listing Requirements

Rockwell Medical announced it has regained compliance with Nasdaq's minimum bid price requirement by maintaining $1.00 closing bid prices from July 1 to July 15, 2026. As a result,…

Regulatory DUK Jul 17 — 0.00

Duke Energy Files Revised Revenue Requirement Request in NC

Duke Energy Carolinas reduced its requested retail revenue increase to roughly $622 million over two years. This adjustment reflects a negotiated concession with regulators and may…

Regulatory WVFS Jul 17 — 0.00

WVFC Amends Charter to Authorize 75 Million Shares of Stock

Willis Lease Finance Corporation amended its certificate of incorporation to authorize 75 million shares of stock, comprising 15 million preferred and 60 million common shares. Thi…

Regulatory DRS Jul 17 — 0.00

Leonardo DRS Files Updated Code of Ethics and Business Conduct

Leonardo DRS filed an updated Code of Ethics and Business Conduct outlining company values and compliance procedures. This standard governance filing reinforces the company's commi…

Regulatory GSOL Jul 17 — 0.00

Grayscale Solana Staking ETF Files Third Amended Declaration of Trust

The Grayscale Solana Staking ETF filed a third amended and restated declaration of trust agreement. This document outlines the fund's fiduciary powers, management structure, and So…

Regulatory GVNS Jul 17 — 0.00

Grayscale submits Amendment No. 2 to Avalanche Staking ETF trust agreement

The Sponsor and Trustee amended the Second Amended and Restated Declaration of Trust to update the Fund's purposes and powers, including engaging in staking activities. This regula…

Regulatory AIRE Jul 17 — 0.00

Ares Industrial REIT advisor consents to naming in NAV report.

Altus Group U.S. Inc. provided a consent for its valuation role regarding the REIT's June 30, 2026 NAV. This submission is required for compliance with securities regulations and r…

Regulatory FDA Jul 17 ▲ +0.60

FDA Approves Lipfendra, First Oral PCSK9 Inhibitor

The FDA approved Lipfendra (enlicitide), the first oral PCSK9 inhibitor, to reduce LDL cholesterol in adults with high cholesterol when used with diet and exercise. This represents…

Regulatory GHG Jul 17 — 0.00

Hines Global Income Trust consents to advisor details for new registration filing.

Hines Global Income Trust formally consented to the inclusion of its valuation advisor roles in future SEC filings. This administrative step is necessary to support the company's u…

Regulatory Federal Jul 16 — 0.00

Agencies issue joint statement on handling of highly sensitive information during bank examinations

Federal agencies are issuing joint guidance to reinforce protocols for the secure handling of sensitive information gathered during bank examinations.

Regulatory BALY Jul 16 — 0.00

Bally's Chicago files restated certificate of incorporation

Bally's Chicago, Inc. filed a Third Amended and Restated Certificate of Incorporation detailing its authorized share classes and business purpose. This corporate filing establishes…

Regulatory AWK Jul 16 ▲ +1.00

PUC approves PA American Water rate adjustment.

The Pennsylvania Public Utility Commission approved a rate adjustment for Pennsylvania American Water authorizing an approximately $74.9 million annual revenue increase. This decis…

Regulatory CYCU Jul 16 ▼ -0.80

Cycurion faces Nasdaq delisting over $1 bid price

Cycurion received notice of potential delisting after failing to maintain a $1.00 minimum bid price for 31 consecutive days, though trading will continue while the company appeals.

Regulatory PDS Jul 16 — 0.00

Grant Thornton audited Parkland's 2024 financial statements

Auditors issued an unqualified opinion, confirming that Parkland's 2024 consolidated financial statements fairly present the company's financial position. This regulatory release c…

Regulatory QUMA Jul 16 — 0.00

QumulusAI Files Amended Articles of Incorporation

QumulusAI, Inc. filed a second amended and restated articles of incorporation to update its authorized capital structure. This regulatory filing establishes the company's maximum s…

Regulatory Federal Jul 16 — 0.00

Fed action against former Heritage State Bank lending chief

The Federal Reserve Board announced an enforcement action against the former chief lending officer of Heritage State Bank. The specific details of the violation were not disclosed.