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REGULATORY · 22,622 results Live
Regulatory SRNA Jun 24 — 0.00

Serina files amendment authorizing 125M common shares

Serina Therapeutics filed an amendment to its certificate of incorporation increasing authorized common shares to 125 million and preferred shares to 5 million. This increase provi…

Regulatory JPM Jun 24 ▲ +0.60

JPMorgan Discloses 2026 Dodd-Frank Act Stress Test Results

JPMorgan Chase released hypothetical 2026 Dodd-Frank Act Stress Test results for a nine-quarter period under a restrictive economic scenario. The company noted the results reflect …

Regulatory RNX Jun 24 — 0.00

Fund amends prospectus to allow loan origination and subprime investments.

PIMCO Fund amended its prospectus to allow subprime and foreign loan investments, marking a significant strategic change.

Regulatory PII Jun 24 — 0.00

PIMCO Corporate & Income Opportunity Fund Amends Prospectus for Subprime Loans

The fund has amended its prospectus to permit direct lending and investment in subprime or unrated debt instruments, expanding its risk profile. This strategic shift increases pote…

Regulatory PHK Jun 24 — 0.00

PIMCO High Income Fund updates prospectus for loans and equity allocation.

PIMCO High Income Fund amended its prospectus to allow investments in subprime loans and increase common stock limits to 20%. These modifications expand the fund's risk tolerance a…

Regulatory IONS Jun 24 ▲ +1.00

Ionis receives FDA approval for Tryngolza to treat severe hypertriglyceridemia.

Ionis Pharmaceuticals announced the FDA approval of olezarsen (Tryngolza), a new treatment for severe hypertriglyceridemia. This marks the company's first independent commercial la…

Regulatory BBCMS Jun 24 — 0.00

BBCMS Mortgage Trust Files 8-K on June 24, 2026

The registrant filed a Current Report on Form 8-K dated June 24, 2026. The text was truncated immediately upon the report of Item 8.01 Other Events, preventing identification of th…

Regulatory ADTX Jun 24 ▼ -1.00

Nasdaq to suspend Aditxt trading pending final SPAC merger vote

Nasdaq upheld the denial of Aditxt's listing request, suspending trading June 25. The move threatens the company's market access ahead of a shareholder vote to finalize a SPAC merg…

Regulatory FEMY Jun 24 — 0.00

FemaSys Inc. confirms regained compliance with Nasdaq listing requirements

Femasys Inc. announced it received formal notice from Nasdaq confirming compliance with the bid price rule. This resolves a listing compliance issue and allows the company to maint…

Regulatory CGTX Jun 24 ▲ +0.70

FDA agrees to key aspects of pivotal trial design for zervimesine

Cognition Therapeutics received FDA feedback agreeing that DLB psychosis is an approvable outcome and aligning on its Phase 3 trial design. This regulatory milestone paves the way …

Regulatory BAM Jun 23 ▲ +0.70

Brookfield Affiliated Westinghouse Secures $17.5B DOE Financing for Nuclear Reactors

The U.S. DOE has conditionally committed $17.5 billion in loans to support ten Westinghouse nuclear reactors, leveraging Brookfield's majority ownership. This funding aims to accel…

Regulatory TICK Jun 23 — 0.00

Teucrium Commodity Trust Files 8-K Regarding Grant Thornton LLP Consent

Teucrium Commodity Trust filed a Form 8-K referencing a letter from Grant Thornton LLP. The filing confirms the senior accountant's agreement with recent disclosure statements.

Regulatory NTHI Jun 23 ▲ +0.80

DOH grants UAE IND for NeOnc's lead candidate NEO100

NeOnc Technologies received UAE IND approval for its lead candidate NEO100 across multiple dosing protocols. This authorization complements recent UAE clearance for NEO212 and prec…

Regulatory VRNO Jun 23 — 0.00

Verano Amends Business Conduct Code

Verano Holdings Corp. filed an exhibit amending its Code of Business Conduct and Ethics. This filing updates the company's corporate governance and compliance framework.

Regulatory URGN Jun 23 — 0.00

UroGen Files Articles of Association for Compliance

UroGen Pharma Ltd. filed its Articles of Association as an exhibit to satisfy corporate governance requirements. This filing outlines specific operational definitions and terms nec…

Regulatory SCWX Jun 23 — +0.10

NASDAQ Grants SCWorx Reinstatement of Listing Subject to Reverse Split

The Nasdaq Hearings Panel has granted SCWorx permission to continue trading, provided the company implements a reverse stock split and meets bid price requirements. Failure to adhe…

Regulatory KRP Jun 23 — 0.00

Kimbell Royalty Partners enters into Registration Rights Agreement

Kimbell Royalty Partners executed a Registration Rights Agreement dated June 22, 2026, regarding Common Units transferred to Sellers in connection with an asset purchase. This docu…

Regulatory GALT Jun 23 ▲ +0.20

Galectin Therapeutics Agrees With FDA On Belapectin For MASH Cirrhosis

Galectin Therapeutics reached an agreement with the FDA on the primary endpoint and regulatory pathway for belapectin in MASH cirrhosis patients. This alignment clarifies the Phase…

Regulatory PKK Jun 23 — 0.00

SLR International consents to Paramount Gold Nevada technical report.

SLR International Corporation has agreed to the filing and reference of a technical report on the Sleeper Gold Mine in the company's current reports. This consent supports the comp…

Regulatory LION Jun 22 — 0.00

Lionheart Holdings extends IPO completion window to 33 months

Lionheart Holdings shareholders approved an amendment to extend the Completion Window definition in the company's articles of association to 33 months from IPO closing, effective i…