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REGULATORY · 22,616 results Live
Regulatory GSOL Jul 17 — 0.00

Grayscale Solana Staking ETF Files Third Amended Declaration of Trust

The Grayscale Solana Staking ETF filed a third amended and restated declaration of trust agreement. This document outlines the fund's fiduciary powers, management structure, and So…

Regulatory GVNS Jul 17 — 0.00

Grayscale submits Amendment No. 2 to Avalanche Staking ETF trust agreement

The Sponsor and Trustee amended the Second Amended and Restated Declaration of Trust to update the Fund's purposes and powers, including engaging in staking activities. This regula…

Regulatory AIRE Jul 17 — 0.00

Ares Industrial REIT advisor consents to naming in NAV report.

Altus Group U.S. Inc. provided a consent for its valuation role regarding the REIT's June 30, 2026 NAV. This submission is required for compliance with securities regulations and r…

Regulatory FDA Jul 17 ▲ +0.60

FDA Approves Lipfendra, First Oral PCSK9 Inhibitor

The FDA approved Lipfendra (enlicitide), the first oral PCSK9 inhibitor, to reduce LDL cholesterol in adults with high cholesterol when used with diet and exercise. This represents…

Regulatory GHG Jul 17 — 0.00

Hines Global Income Trust consents to advisor details for new registration filing.

Hines Global Income Trust formally consented to the inclusion of its valuation advisor roles in future SEC filings. This administrative step is necessary to support the company's u…

Regulatory Federal Jul 16 — 0.00

Agencies issue joint statement on handling of highly sensitive information during bank examinations

Federal agencies are issuing joint guidance to reinforce protocols for the secure handling of sensitive information gathered during bank examinations.

Regulatory BALY Jul 16 — 0.00

Bally's Chicago files restated certificate of incorporation

Bally's Chicago, Inc. filed a Third Amended and Restated Certificate of Incorporation detailing its authorized share classes and business purpose. This corporate filing establishes…

Regulatory AWK Jul 16 ▲ +1.00

PUC approves PA American Water rate adjustment.

The Pennsylvania Public Utility Commission approved a rate adjustment for Pennsylvania American Water authorizing an approximately $74.9 million annual revenue increase. This decis…

Regulatory CYCU Jul 16 ▼ -0.80

Cycurion faces Nasdaq delisting over $1 bid price

Cycurion received notice of potential delisting after failing to maintain a $1.00 minimum bid price for 31 consecutive days, though trading will continue while the company appeals.

Regulatory PDS Jul 16 — 0.00

Grant Thornton audited Parkland's 2024 financial statements

Auditors issued an unqualified opinion, confirming that Parkland's 2024 consolidated financial statements fairly present the company's financial position. This regulatory release c…

Regulatory QUMA Jul 16 — 0.00

QumulusAI Files Amended Articles of Incorporation

QumulusAI, Inc. filed a second amended and restated articles of incorporation to update its authorized capital structure. This regulatory filing establishes the company's maximum s…

Regulatory Federal Jul 16 — 0.00

Fed action against former Heritage State Bank lending chief

The Federal Reserve Board announced an enforcement action against the former chief lending officer of Heritage State Bank. The specific details of the violation were not disclosed.

Regulatory SRXH Jul 16 — 0.00

SRX Global Regains Full Compliance with NYSE American Listing Standards

The company resolved its continued listing deficiencies under Section 1003 to end a compliance investigation. This reinstates full status with NYSE American and removes the technic…

Regulatory TMQ Jul 16 — 0.00

Trilogy Metals publishes permitting schedule for Arctic Project with 2028 target.

Trilogy Metals announced a coordinated permitting schedule for the Arctic Project with a targeted Record of Decision in September 2028. This milestone sets a synchronized roadmap f…

Regulatory FDA Jul 15 ▲ +0.50

FDA Issues EUA for Ivermectin to Prevent New World Screwworm in Horses

The FDA has issued an Emergency Use Authorization for Ivermectin Liquid for Horses to prevent New World Screwworm infestations during the first 24 hours of life or upon initial wou…

Regulatory V Jul 15 — 0.00

Visa Amends Bylaws to Allow Remote Shareholder Meetings

Visa Inc. filed an exhibit further amending its corporate bylaws to allow meetings to be held remotely and to clarify notice requirements for stockholders.

Regulatory BBCMS 2023-5C23 Jul 15 — 0.00

BBCMS Mortgage Trust Files Form 8-K

BBCMS Mortgage Trust 2023-5C23 filed a Form 8-K with the SEC on July 15, 2026. The provided text contains only filing header information and lacks details regarding the specific bu…

Regulatory BMO Jul 15 — 0.00

BMO 2023-5C2 Mortgage Trust Files SEC Current Report

The company submitted a current report with the SEC on July 15, 2026, outlining material events and updates.

Regulatory NTHI Jul 15 ▲ +0.85

NeOnc receives FDA feedback on NEO212 tablet transition

NeOnc Technologies received detailed FDA feedback regarding the Chemistry, Manufacturing and Controls for its NEO212 candidate, including actionable steps for a tablet formulation …

Regulatory PLBC Jul 15 — 0.00

Plumas Bancorp Files Regulatory Filing

The company submitted an 8-K exhibit to the SEC, which appears to be a standard form with no immediate material business impact or financial data disclosed.