Williams & Novak Wealth Management, LLC filed a Form 13F-HR with the Securities and Exchange Commission on October 8, 2026, disclosing equity securities held by the firm as of the close of business on September 30, 2026. The filing reports a total of 149 equity securities held by the firm.
The firm’s primary holdings are concentrated in large-cap technology and ETFs. The top individual stock holding is Apple Inc., for which the firm holds 4,703,288 shares. Other significant equity positions include Microsoft Corporation (1,916,707 shares), NVIDIA Corporation (1,378,958 shares), and Meta Platforms Inc. Class A (862,306 shares). The firm also holds substantial positions in exchange-traded funds, including the Invesco QQQ Trust (2,171,909 shares), the iShares Core S&P 500 ETF (677,901 shares), and the Vanguard S&P 500 ETF Shares (1,628,897 shares).
The filing lists a diverse range of other holdings across various sectors. These include shares in Eli Lilly & Co., UnitedHealth Group Inc., Costco Wholesale Corporation, and Salesforce Inc. The firm also holds numerous ETFs focused on international markets, such as the iShares International Small-Cap ETF and the Vanguard World Fund Financials ETF, as well as funds focused on specific themes like gold and technology.
The report lists Daniel Novak as the Chief Compliance Officer for the firm, which is located in Westlake Village, California.
