Whipplewood Advisors, LLC has filed its Form 13F-HR with the Securities and Exchange Commission for the period ending September 30, 2026. The filing details the firm's equity holdings as of the close of the third quarter.
The report lists a total of 137 individual equity securities held by the firm. The portfolio is heavily weighted toward Exchange Traded Funds (ETFs) and Closed-end Funds, with a significant portion of the assets managed through these vehicles.
Among the individual common stock holdings, Blackstone Inc. is the largest position, with 8,811 shares. Other notable individual stock positions include Blackstone Mortgage Trust Inc. (23,478 shares), Blackstone Secured Lending Fund (140,121 shares), and Eaton Vance California Municipal Income Fund (29,000 shares).
The filing also lists several large positions in corporate bonds and debt instruments, including Ares Capital Corp (198,090 shares), Ares Management Corporation (9,095 shares), and Carlyle Secured Lending Inc (64,415 shares).
The report indicates that all positions are held in a Sole voting capacity with no shared voting or dispositive rights.
