Wellington Shields & Co., LLC has filed a Form 13F-HR disclosing its equity holdings as of September 30, 2026. The firm reported ownership of 334 distinct securities, with a total value of approximately $33.4 million, according to the filing.
The portfolio is heavily weighted toward technology and energy sectors. The largest holding is Amazon.com Inc., with 11,000 shares. Other major positions include Microsoft Corporation (5,500 shares), Alphabet Inc. Class A (12,000 shares), and Eli Lilly & Co. (2,600 shares). The firm also holds significant stakes in Freeport-McMoRan Inc. Class B (25,000 shares), ExxonMobil Holdings Corp. (12,852 shares), and Walmart Inc. (15,200 shares).
Wellington Shields also holds significant exposure to exchange-traded funds. The State Street SPDR S&P 500 ETF Trust is held with 22,000 shares, while the Invesco S&P 500 Equal Weight ETF holds 7,500 shares. The firm holds 20,000 shares of the iShares Ethereum Trust ETF and 9,000 shares of the iShares Bitcoin Trust ETF.
The filing lists Steve Portas as the Chief Compliance Officer and the contact person for the firm, which is based in New York, New York.
