Warm Springs Advisors Inc. has filed its Form 13F-HR, disclosing its equity securities portfolio as of September 30, 2026. The filing lists the firm’s managing principal, Philip Rice, as the authorized signatory based in Larkspur, California.
The report details a total of 43 equity securities held by the firm. The largest position in the portfolio is NVIDIA Corporation, with 9,437,171 shares. Other significant holdings include Microsoft Corporation (8,589,005 shares), Broadcom Inc. (12,596,169 shares), and Alphabet Inc. Class A (28,831 shares). The filing also includes substantial stakes in Applied Materials Inc., Coherent Corp., and CoreWeave Inc., with positions of 1,974, 15,000, and 40,000 shares, respectively.
Exchange-traded funds represent a major portion of the portfolio. The top ETF holdings include the Invesco QQQ Trust (6,994 shares), the iShares Core S&P 500 ETF (4,717 shares), and the iShares S&P 500 Growth ETF (3,736 shares). The filing also lists a notable position in SoundHound AI Inc. Class A Common Stock, with 312,570 shares.
The remaining positions in the portfolio include shares in Visa Inc., JPMorgan Chase & Co., Mastercard Incorporated, and Thermo Fisher Scientific Inc. The filing indicates that all positions are held in a Sole voting capacity.
