Warberg Asset Management LLC has filed a Form 13F-HR disclosing its equity securities portfolio as of the close of business on September 30, 2026. The filing, submitted by Managing Member Daniel I. Warsh, details the firm's holdings across a broad range of public companies.
The portfolio includes a diverse mix of equities, with notable positions in technology and healthcare sectors. The firm holds common stock in Apple Inc., with 3,000 shares, and Microsoft Corporation, with 4,000 put options. In the healthcare space, Warberg has disclosed positions in Biovie Inc., with 435,825 shares, and Silexion Therapeutics Corp., with 225,462 shares.
The filing also lists significant positions in various Special Purpose Acquisition Companies (SPACs). Notable SPAC holdings include Mission Acquisition Corp., with 34,985 shares, and Bitcoin Infrastructure Acquisition Corp., with 20,000 shares. Additionally, the firm holds warrants for several SPACs, such as those for Copley Acquisition Corp. and Fg Imperii Acquisition Corp.
The portfolio includes a variety of corporate bonds and notes. Major holdings include a 7.25% Convertible Preferred Stock of Bank of America Corporation, with 1,180 shares, and a 2.750% Principal Security of Akamai Technologies Inc., valued at $7,500,000. The filing also lists various other debt instruments, including notes from Dropbox Inc., DigitalOcean Holdings Inc., and Etsy Inc.
