UWM Holdings Corporation filed a Current Report on Form 8-K with the Securities and Exchange Commission on October 1, 2026. The filing confirms the validity of securities registered for resale by selling stockholders. The registrant is UWM Holdings Corporation, a Delaware corporation listed on the New York Stock Exchange under the symbol UWMC.
According to the filing, the registration was executed pursuant to a registration statement and a related prospectus supplement. The filing details the specific securities registered for resale:
- Series A-1 Preferred Stock: Up to 1,500,000 shares, par value $0.0001 per share.
- Class A Warrants: Up to 165,000,000 warrants with an exercise price of $6.00 per share.
- Class B Warrants: Up to 165,000,000 warrants with an exercise price of $2.00 per share.
- Class A Common Stock: Up to 330,000,000 shares, par value $0.0001 per share, issuable upon the exercise of the warrants.
The securities were issued pursuant to a Securities Purchase Agreement dated August 5, 2026. The agreement was executed between UWM Holdings Corporation and certain funds or investment vehicles advised, managed by, or affiliated with Oaktree Capital Management, L.P., SFS Holding Corp., Mat Ishbia, and SFS Group Capital, LLC.
To support this registration, the Company filed a copy of the legal opinion and consent from Greenberg Traurig, P.A. as Exhibit 5.1 to the Current Report. This exhibit is intended to be added to the Company’s Registration Statement on Form S-3ASR (File No. 333-297986).
