Uptown Financial Advisors LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of September 30, 2026. The filing lists 77 separate positions held by the firm, which is headquartered in Dallas, Texas.
The portfolio is heavily weighted toward exchange-traded funds (ETFs), with over 50 entries consisting of various index funds and sector-specific funds. Major ETF holdings include the SPDR S&P 500 ETF Trust, which holds 47,635 shares, and the Vanguard Morningstar Large Cap Growth ETF, which holds 189,861 shares. The firm also holds significant positions in the Schwab Strategic International Equity ETF (184,188 shares) and the SPDR S&P 500 Value ETF (165,885 shares).
Among individual equities, the top holdings include NVIDIA Corporation, with 10,895 shares, and Microsoft Corporation, with 3,191 shares. Other notable individual stock positions include Energy Transfer L.P. (124,894 shares), Johnson & Johnson (1,778 shares), and Apple Inc. (1,562 shares). The filing indicates that all positions are held in a sole capacity.
