Split Rock Private Trading & Wealth Management, LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of September 30, 2026. The report indicates that the firm holds positions in 50 different securities, with a total value of approximately $14.9 million.
The portfolio is heavily weighted toward exchange-traded funds (ETFs), comprising the majority of the holdings. Notable equity positions include shares of Advanced Micro Devices, Inc., with 764 shares, and Alamos Gold Inc. Class A, with 6,990 shares. The firm also holds significant positions in Amazon.com, Inc., with 27,946 shares, and Apple Inc., with 25,484 shares.
Among the top individual stock holdings are Broadcom Inc., with 1,014 shares, and ExxonMobil Holdings Corp., with 3,237 shares. The filing also lists positions in Microsoft Corporation, NVIDIA Corporation, and Quanta Services Inc., among others.
Split Rock’s portfolio includes a variety of ETFs, such as the SPDR S&P 500 ETF Trust, the Invesco QQQ Trust Unit Series 1, and the iShares Core S&P 500 ETF. The firm also holds shares in several bond-focused ETFs, including the iShares Core U.S. Aggregate Bond ETF and the iShares 1-3 Year Treasury Bond ETF.
