Spectrum Asset Management Discloses Preferred Stock Holdings in 13F Filing

Spectrum Asset Management, Inc. has filed a Form 13F-HR with the U.S. Securities and Exchange Commission, disclosing its equity portfolio as of September 30, 2026. The filing, signed by Managing Director and Chief Compliance Officer Joseph A. Hanczor on October 21, 2026, lists a total of four positions held by the firm.

The largest position disclosed in the filing is a holding in Principal Exchange Traded Fund Spectrum Preferred, which consists of 2,080,000 shares. The firm also holds 897 shares of Bank of America Corporation 7.25% Cumulative Preferred Stock, Series L. Additionally, Spectrum Asset Management lists 3,437 shares of Wells Fargo & Company Perpetual Preferred Stock, Series C, and 3,221,111 shares of Invesco Exchange Traded Fund Trust II Preferred ETF.