SMH Capital Advisors Inc. has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of September 30, 2026. The filing reveals that the firm manages a portfolio consisting of 56 distinct securities.
The report lists a variety of holdings across different sectors, including business development companies, exchange-traded funds, and corporate debt instruments. Notable positions include significant stakes in Blue Owl Capital Inc. Class A common stock, where the firm holds 103,249 shares, and Neostellar Capital Corp. New, with 72,245 shares. The firm also holds a substantial number of shares in Trinity Capital Inc., totaling 171,820 shares.
The portfolio includes a mix of equity and debt securities. For example, SMH Capital Advisors holds 500,000 shares of Fluence Energy Inc. and 1,050,000 shares of Alphatec Holdings Inc. debt. Additionally, the filing lists a large holding of 1,263,360 shares in SM Energy Company.
The filing was signed by Amanda Haley, the Platform Program Manager for the firm, on October 29, 2026. SMH Capital Advisors is headquartered in Fort Worth, Texas.
