Shum Financial Group, Inc. has filed a Form 13F-HR with the U.S. Securities and Exchange Commission, disclosing its equity securities holdings as of the close of business on September 30, 2026. The filing, signed by President Cliff Shum, lists a total of 110 positions held by the firm.
The portfolio is heavily weighted toward exchange-traded funds (ETFs), representing the majority of the disclosed holdings. Among the largest ETF positions are the iShares Core S&P 500 ETF, which holds 409,791 shares, and the iShares MSCI International Quality ETF, which holds 5,233,827 shares. Other significant ETF holdings include the iShares EAFE Value ETF (12,609,872 shares), the iShares MSCI USA Quality Factor ETF (7,375,034 shares), and the SPDR S&P 500 ETF Trust (3,714,136 shares).
Outside of ETFs, the filing discloses individual stock positions. Apple Inc. is listed as the largest single stock holding with 16,116,244 shares. Other notable individual stock positions include Microsoft Corporation (6,673,399 shares), NVIDIA Corporation (5,504,298 shares), Visa Inc. Class A (1,600,914 shares), and UnitedHealth Group Inc. (1,906,246 shares). The filing also includes positions in companies such as Amazon.com Inc., Alphabet Inc., Costco Wholesale Corporation, and Johnson & Johnson.
