Sacks & Associates, LLC filed a Form 13F-HR on October 9, 2026, disclosing equity securities held for the period ending September 30, 2026. The filing lists 79 distinct positions held by the firm, managed by member Neil Sacks.
The largest position disclosed in the filing is in Rio Tinto PLC Sponsored ADR, where Sacks & Associates holds 1,078,023 shares. The firm also holds a significant position in NVIDIA Corporation, with 3,327,561 shares. Other notable holdings include ISHARES TR S&P 500 GRWT ETF (4,970,609 shares), ISHARES TR S&P 500 VAL ETF (14,886,065 shares), and First Trust Exchange-Traded Fund Senior Loan Fund (4,676,730 shares).
The portfolio is heavily weighted toward exchange-traded funds (ETFs), with the top three ETF holdings being the S&P 500 Growth ETF, the S&P 500 Value ETF, and the Senior Loan Fund. Individual company positions include Alphabet Inc Class A (11,609 shares), Apple Inc (1,344 shares), and Microsoft Corporation (1,174 shares).
The filing indicates that all positions are held as sole voting power and sole dispositive power.
