Rockingstone Advisors LLC has filed its Form 13F-HR, disclosing the firm's equity securities portfolio as of the close of business on September 30, 2026. The filing lists 112 separate holdings, with the firm's chief compliance officer, Brandt Sakakeeny, listed as the contact person.
The portfolio is diversified across a wide range of asset classes, including individual equities, exchange-traded funds (ETFs), and other investment products. The largest positions in the portfolio include Alibaba Group Holding Ltd., Alphabet Inc. Class A and Class C, Amazon.com Inc., and Apple Inc., all held as sole voting power.
Rockingstone also holds significant exposure to the technology sector through ETFs. Notable ETF holdings include the Invesco Exchange Traded Fund Trust Nasdaq 100 ETF, the Invesco Exchange Traded Fund Trust S&P 500 Low Vol ETF, and the iShares Inc MSCI Japan ETF. The firm also holds a substantial position in NVIDIA Corporation.
Outside of technology, the portfolio includes major industrial and consumer companies such as Caterpillar Inc., Chevron Corporation, Costco Wholesale Corporation, and Mastercard Incorporated. The filing also lists a variety of ETFs covering international markets, including the Vanguard International Equity Index Fund FTSE Europe ETF, the Vanguard International Equity Index Fund FTSE Emerging Markets ETF, and the Vanguard International Equity Index Fund FTSE Pacific ETF.
Additionally, the filing includes positions in various sector-specific ETFs, such as the Select Sector SPDR Trust Technology ETF, the Vanguard Wellington Fund US Value Factor ETF, and the Vanguard Whitehall Funds High Div Yield ETF.
