Principal Securities, Inc. has filed its Form 13F-HR for the period ending September 30, 2026. The filing details the firm's equity holdings as of the close of the third quarter of that year. The report lists a total of 3,252 distinct equity positions held by the firm.
The filing identifies Thomas Drogan, Chief Compliance Officer, as the authorized signatory for the report. The document was submitted on November 12, 2026. The filing covers the activities of Principal Financial Group, the parent company of Principal Securities, Inc., which is headquartered in Des Moines, Iowa.
The information table within the filing lists the specific equities held, including their ticker symbols, CUSIP numbers, and the number of shares owned. The top holdings listed include United Rentals Inc., with 2,577,328 shares, and Synopsys Inc., with 1,256,977 shares. Other notable positions include Moderna Inc. with 452,540 shares, and Coinbase Global Inc. Class A with 432,471 shares.
The filing also includes various exchange-traded funds (ETFs) in the portfolio, such as the SPDR S&P 500 ETF Trust, the Vanguard World Fund Consumer Discretionary ETF, and the iShares Inc MSCI World ETF. The report provides a comprehensive list of all securities held by the firm during the specified quarter.
