NWAM LLC filed a Form 13F-HR with the Securities and Exchange Commission on November 9, 2026, disclosing the firm's equity securities portfolio as of the close of business on September 30, 2026.
The filing lists the firm's address as 2835 82nd Ave SE, Suite 100, Mercer Island, WA 98040, and identifies Greg Headrick as the Managing Member responsible for the report.
The portfolio includes a diverse mix of individual stocks and exchange-traded funds. Significant positions include Alphabet Inc. Class A and Class C shares, with 54,401 and 69,672 shares, respectively. Amazon.com Inc. is held with 136,493 shares, while Apple Inc. accounts for 274,825 shares. Other notable holdings include Broadcom Inc. with 97,810 shares, Costco Wholesale Corporation with 21,311 shares, and Blackstone Inc. with 10,359 shares.
The filing also details numerous positions in ETFs, including holdings in Dimensional ETF Trust funds such as the US Sustainability ETF (213,910 shares) and the International Core Equity ETF (104,763 shares). American Century Investments ETFs, such as the International Large Cap ETF (126,664 shares) and the US Small Cap Value ETF (141,088 shares), are also listed among the top holdings.
