Kozak & Associates, Inc. has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity securities portfolio as of the close of business on September 30, 2026. The filing lists the firm's director of compliance, Breann Mataia, as the authorized signatory.
The report details a portfolio consisting of 392 individual equity positions. The largest holding disclosed in the filing is Microsoft Corporation, for which the firm reported ownership of 24,635,517 shares. Other significant positions include Amazon.com Inc. with 18,961,335 shares, Costco Wholesale Corporation with 12,805,852 shares, and NVIDIA Corporation with 10,999,800 shares.
The portfolio is heavily diversified across various sectors, including technology, healthcare, consumer staples, and energy. Notable healthcare positions include Eli Lilly & Co., Merck & Co., and Johnson & Johnson. The filing also lists substantial stakes in Procter & Gamble Co., Coca-Cola Co., and PepsiCo Inc., which are classified under consumer staples.
Outside of individual stocks, the portfolio includes a variety of exchange-traded funds (ETFs). The firm holds substantial positions in the Invesco QQQ Trust Series I, the SPDR S&P 500 ETF Trust, and the Vanguard S&P 500 ETF. Additionally, the filing lists stakes in several sector-specific ETFs, such as the iShares U.S. Technology Independence Focused ETF and the State Street SPDR S&P 500 ETF.
