Klein Pavlis & Peasley Financial, Inc. has filed a Form 13F-HR disclosing its equity holdings as of the close of business on September 30, 2026. The filing lists 97 separate positions held by the firm, with the total value of the portfolio reported as $19,751,670.66.
The filing details the specific securities held, including common stock and sponsored American Depositary Receipts (ADRs). Notable positions include shares of Fortuna Mining Corp, which is listed as the largest holding with 1,322,740 shares, and Johnson Controls International Shs, which is the second-largest holding with 4,011,600 shares. Other significant holdings include Embraer S.A. with 52,100 shares, Opera Ltd with 128,338 shares, and Unilever PLC with 37,747 shares.
The report indicates that all positions are held as sole voting power and sole dispositive power. The filing was signed by Jason Topor, the Chief Compliance Officer of the firm, and was submitted on October 13, 2026.
