FNY Investment Advisers, LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing the firm's equity holdings as of September 30, 2026. The filing lists the firm's contact information, including its address at 1540 Broadway, Suite 1600, New York, NY 10036, and identifies Shawn Fischman as the General Counsel and Chief Compliance Officer.
The report details a portfolio consisting of 1,073 individual equity positions. The filings include a mix of common stock and exchange-traded funds, with some holdings accompanied by call and put options. The report lists the firms acting as sub-advisors for these holdings, including Myda Advisors LLC, Sender Co & Partners, Inc., Vazirani Asset Management LLC, SMA Capital LLC, and Eschler Asset Management LLP.
Among the disclosed positions, the portfolio includes significant holdings in Atlas Lithium, with 382,891 shares, and Aurora Innovation Class A, with 282,456 shares. Other notable entries include Boeing, with 40,308 shares, and C3 Metals, with 40,384 shares. The filing also lists positions in companies such as Airbnb, Broadcom, BlackRock, and various exchange-traded funds focused on sectors like cannabis and lithium.
