ES4, LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of September 30, 2026. The filing lists a total of 31 equity securities held by the firm.
The portfolio is predominantly composed of exchange-traded funds (ETFs) and exchange-traded notes (ETNs), with a focus on global and sector-specific exposure. Major holdings include the Vanguard Admiral Funds Inc Midcap Growth ETF, which holds 1,649,751 shares, and the iShares Core MSCI Europe ETF, which holds 366,091 shares. The firm also holds significant positions in the iShares Inc MSCI Emerging Markets China ETF with 198,962 shares.
Within the U.S. equity market, the firm holds the iShares S&P 100 ETF with 30,223 shares and the SPDR S&P 500 ETF Trust with 13,963 shares. The portfolio includes exposure to various international markets, including Brazil, Japan, Mexico, Canada, and Australia, as well as specific sectors such as technology, health care, and financials, through Select Sector SPDR Trust ETFs.
The filing was signed by N Jay Wadkins, President of ES4, LLC, and was submitted on November 9, 2026.
