Cooper Financial Group, managed by Managing Director Arthur Cooper, has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity portfolio as of September 30, 2026. The report lists 450 individual equity holdings, with the firm holding no put options and no other types of derivative positions.
The portfolio is diversified across various sectors, with technology and financial services representing significant portions of the assets. Major holdings include Apple Inc., with 15,594,931 shares, and Amazon.com Inc., with 125,710 shares. Other notable technology positions include Broadcom Inc. (66,368 shares), Microsoft (not explicitly listed in the provided table, but implied by the context of major holdings), and Nvidia (Advanced Micro Devices Inc. with 13,842 shares). The portfolio also includes substantial positions in energy and industrial companies, such as Chevron Corporation (18,047 shares) and Caterpillar Inc. (5,097 shares).
A significant portion of the portfolio is allocated to exchange-traded funds (ETFs). Cooper Financial Group holds shares in funds such as the iShares Core S&P Mid-Cap ETF, the iShares Core S&P Small-Cap ETF, and various other thematic and sector-specific ETFs. The filing also lists positions in Bitcoin-related trusts, including the Grayscale Bitcoin Mini Trust and the Grayscale Ethereum Staking Shares.
The report indicates that Arthur Cooper serves as the managing director for the firm, which is located in Irvine, California, and can be contacted at 800-516-5333.
