Capital Financial Group Inc. filed its Form 13F-HR with the Securities and Exchange Commission on November 10, 2026, disclosing equity securities held for advisory clients as of September 30, 2026. The filing lists a total of 103 separate positions held by the firm.
The largest position disclosed in the portfolio is First Trust Exchange-Traded Fund VI Smid Rising ETF, which holds 3,972,153 shares valued at $97,784,000. The firm also holds significant positions in First Trust Exchange-Traded Fund VI Smith Opport FXD, with 5,137,481 shares valued at $124,484,000, and First Trust Exchange-Traded FD III Short Duration Muni, with 1,618,891 shares valued at $81,301,000.
Among individual equities, the filing shows Capital Financial Group holds 2,659 shares of Alphabet Inc. Class A, valued at $2,659,000. The firm also holds 2,299 shares of Altria Group Inc., valued at $22,981,000, and 2,358 shares of Ally Financial Inc., valued at $23,233,000. Other notable individual stock holdings include 1,511 shares of Apple Inc., valued at $15,116,000, and 1,011 shares of Cabela's Inc., valued at $10,150,000.
The filing indicates that all positions listed are held as sole voting power, with no shared or dispositive power reported for any of the securities.
