Caldwell Sutter Capital, Inc. has filed a Form 13F-HR report with the Securities and Exchange Commission disclosing its equity securities portfolio as of September 30, 2026. The filing lists the firm's Chief Compliance Officer, Christopher Anderson, as the authorized signatory. The report details a total of 1,625 shares of Alerian MLP, which is listed under ticker 00162Q452.
The filing includes a comprehensive list of the firm's holdings, which spans a wide range of asset classes and issuers. The portfolio includes common stock, preferred stock, and sponsored American Depositary Receipts (ADRs). The report lists the number of shares held for each security, with the vast majority of holdings listed as being held in a sole voting capacity.
The disclosed positions include a mix of large-cap and small-cap companies across various sectors. Notable entries include significant holdings in companies such as Next Gen Tech, Sponsored Ads, and BBRG All Commdy, alongside various exchange-traded funds. The report provides specific share counts for each security, ranging from single-digit positions to holdings in the tens of thousands of shares.
