Banta Asset Management 13F Filing: Portfolio Snapshot as of September 30

Banta Asset Management LP has filed its Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of the close of business on September 30, 2026. The filing, signed by partner Stephen M. Banta on November 2, 2026, lists a total of 18 positions held by the firm.

The largest position in the portfolio is Veritone Inc. (Ticker: VERI), with the firm holding 2,541,058 shares. Other notable holdings include Apple Inc. (AAPL), with 19,329 shares, and NVIDIA Corporation (NVDA), with 13,480 shares. The portfolio also includes significant exposure to exchange-traded funds, including shares of the Invesco BulletShares 2027 High Yield Corporate ETF, the Invesco BulletShares 2029 High Yield Corporate ETF, and the Invesco BulletShares 2029 High Yield Corporate ETF, alongside shares of the iShares Core S&P 500 ETF (IVV) and the SPDR S&P 500 ETF Trust (SPY).

The filing details a total of 18 individual equity positions, with the top holdings by share count being Veritone Inc. and Apple Inc. The report lists the firm's address as 517 30th Street in Newport Beach, California.