Ballast Rock Private Wealth LLC has filed a Form 13F-HR with the U.S. Securities and Exchange Commission, detailing the firm's equity portfolio as of September 30, 2026. The filing reports that the firm holds positions in 202 distinct equity securities.
The largest position disclosed in the portfolio is Alphabet Inc., Class A and Class C shares, which are held in aggregate. The filing also lists significant positions in Apple Inc., Microsoft Corporation, and NVIDIA Corporation. Other notable holdings include Amazon.com Inc., Broadcom Inc., and Johnson & Johnson.
A substantial portion of the portfolio is allocated to exchange-traded funds (ETFs). The firm holds shares in various ETFs including the iShares Core S&P 500 ETF, the Invesco Exchange Traded Fund T S&P500 EQL WGT, and the Schwab Strategic Trust International Equity ETF. Additionally, the filing lists numerous Innovator ETFs, including Innovator ETFs Trust US Equity 10 Buffer and Innovator ETFs Trust Equity Defi Sept.
The filing includes a wide range of other equities, spanning sectors such as healthcare, technology, and energy. Specific holdings mentioned include AbbVie Inc., Alamos Gold Inc., Constellation Energy Corp., and CrowdStrike Holdings Inc. The report also lists positions in financial institutions such as JPMorgan Chase & Co. and Charles Schwab Corp.
