Ballast Financial Advisors LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity securities holdings as of the close of business on September 30, 2026. The filing, signed by Chief Compliance Officer Joseph Baker on October 26, 2026, lists a total of 71 holdings across various sectors and asset classes.
The portfolio is heavily weighted toward exchange-traded funds (ETFs), with a significant portion dedicated to broad market indices and bond funds. The top holding by number of shares is the Schwab Strategic Trust U.S. Aggregate Bond ETF, in which the firm holds 484,699 shares. This is followed by the Schwab Strategic Trust U.S. Large Cap ETF, with 408,184 shares, and the Schwab Strategic Trust Fundamental International Equity ETF, with 110,836 shares.
Among individual stock holdings, Ballast Financial holds 5,000 shares of Super Micro Computer Inc. and 6,000 shares of IonQ Inc. The firm also lists positions in major technology and healthcare companies, including 1,424 shares of Apple Inc., 1,478 shares of Alphabet Inc. Class A, and 292 shares of Eli Lilly & Co.
The filing indicates that all holdings are held in a sole capacity with no shared investment power.
