A&I Financial Services, LLC has filed a Form 13F-HR with the Securities and Exchange Commission, disclosing its equity holdings as of September 30, 2026. The filing lists 77 distinct positions held by the firm, managed by President Karl Frank.
The portfolio is heavily weighted toward exchange-traded funds (ETFs), comprising the majority of the disclosed holdings. Notable equity positions include Apple Inc., with 14,852 shares; NVIDIA Corporation, holding 15,614 shares; and Tesla Inc., with 1,390 shares. The firm also holds significant positions in Alphabet Inc. Class A and Class C shares, Amazon.com Inc., and Microsoft Corporation.
Among the individual company holdings, the firm lists AES Corp. with 55,599 shares, CION Investment Corp. with 18,314 shares, and EnerGizer Holdings Inc. with 37,948 shares. The filing also details positions in various financial institutions, including American Financial Group Inc., Hope Bancorp Inc., and Voya Financial Inc.
The report indicates that all positions are held in a sole capacity, with no shared ownership or derivative positions reported for the quarter.
